An Introduction to the SEC's Updated Rules and Amendments

Our Take

An Introduction to the SEC's Updated Rules and Amendments

An Introduction to the SEC's Updated Rules and Amendments

Hosted by chief compliance officer Alex Acosta, this series covers the changing landscape of ESG legislation and SEC regulation.

Our Take

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Amendment to the "Fund Names Rule"

Amendment to the "Fund Names Rule"

How the amended Names Rule will help investment companies say what they mean and mean what they say.

ESG Disclosures for Investment Advisors

ESG Disclosures for Investment Advisors

Alex Acosta covers one of the most relevant rulings to our clients: ESG Disclosures for Investment Advisors.

Climate Risk Disclosures

Climate Risk Disclosures

Climate risk is financial risk. Chief compliance officer Alex Acosta covers the Climate Risk Disclosure Rule and what it could mean for investors.